Custom Option Overlay

Seeks to Manage Risk, Generate Income, and/or enhance risk adjusted returns


  • MAI utilizes various strategies (covered calls, cash secured puts, or option spreads) that look to meet the needs of our investor base. With few exceptions these strategies are defensive in nature and do not involve leverage.
  • MAI offers a series of option overlay investment strategies in a format compatible with most RIAs (SMAs <$1MM).
  • MAI can deliver option strategies customized to each clientʼs unique portfolio – including individual equities, ETFs, and mutual funds.

All investments are subject to risk, including the loss of principal. There is no guarantee that the investment strategy presented will achieve its intended result. Past Performance is not indicative of future results.

Option trading entails significant risk and is not appropriate for all investors. Additional information about option trading can be found in the updated Options Disclosure Document (Characteristics and Risks of Standardized Options) located on the Options Clearing Corporation Website.


Risk Management

  • Beta Reduction
  • Concentrated Positions

Income Generation

  • Targeted Yields
  • Tax Advantages

Enhanced Risk Adjusted Returns

  • Seek higher Sharpe Ratios
  • Aims for lower Volatility

We look forward to learning about your investment goals.